DOCUMENT CENTER Welcome to the Document Center. Find current and historical financial statements, reports, and disclosures here. Mandatory Disclosures Customer Information Brochure Clearing Disclosures Execution Disclosures Responsibilities of IB and Carrying Broker Dealer Characteristics and Risks of Standardized Options 606 Reports Q3 2018 606 Report Q4 2018 606 Report Q1 2019 606 Report Q2 2019 606 Report Q3 2019 606 Report Q4 2019 606 Report Q1 2020 606 Report Q2 2020 606 Report Q3 2020 606 Report Q4 2020 606 Report Q1 2021 606 Report Q2 2021 606 Report Q3 2021 606 Report Financial Statements 2019 Audited Financial Statement 2020 Audited Financial Statement August 2020 Focus Report September 2020 Focus Report October 2020 Focus Report November 2020 Focus Report December 2020 Focus Report January 2021 Focus Report